Mastering Customer Due Diligence and KYC across the Financial Sector

Appavoo Business School LTD

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Course Title:
Mastering Customer Due Diligence and KYC across the Financial Sector

 

Duration- (hours/day): 4Hrs
Theory: Yes     Practical: Yes
Cost per participant:  Mur 11,500

Objectives/Learning Outcomes:

  • At the end of the course, participants are expected to have a sound understanding of;
  • The importance of Customer Due Diligence “CDD”
  • The legal and regulatory obligations regarding CDD/KYC
  • The importance of record keeping
  • Compliance of CDD/KYC obligation as a risk based approach
  • Development of internal system for efficient CDD/KYC

Profile of Participants:           

  • Corporate Administrators
  • Operations Personnel
  • On Boarding Team in Financial Institutions
  • Compliance Officers and MLRO’s
  • Team Leaders in Financial Sectors including Banks, Accounting firms

Detailed Course Contents:

  • What is CDD and KYC
  • Importance of CDD/KYC
  • CDD Checklist
  • Client Identification/ verification Measures during on-boarding
  • Enhanced Due Diligence Measures
  • Identification and dealing with Politically Exposed Persons (PEPs)
  • Simplified or reduced due diligence measures
  • Continuous Monitoring and record keeping
  • The legal and regulatory obligations as per the Mauritian Law and Regulations

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